The
Use of Chaos Theory in Residence Hall Management
Submitted
By: Greg Spahr, Assistant Director of Student Affairs at the Hazleton
Campus of the Pennsylvania State University
Let’s
be honest. Student centered student development theory does not work,
particularly in a Residence Hall setting. Despite the best efforts of
practitioners over the past twenty plus years alcohol use remains relatively
consistent and binge drinking, especially among women, is up. Drug use
has gone up and down and at the moment appears to be in an up phase.
Depression is increasing in the college population. Incivility and violence
have increased. Retention has not improved.
Therefore
why do we keep doing the same things? This period in student affairs
history will be remembered as the time when practitioners applied leaches,
waved rattles, and chanted the mantra. “Why can’t we all
just get along?” Student development theory is the problem. Actually
the problem is the lack of a student’s development theory.
Current
theories are counseling based. They are founded on individual or small
group behavior, targeted to individuals who are having problems, do
not take into account the effects the targeted student is having on
other students in the environment, and are more explanatory than predictive.
Our profession
has no systemically based theories with which to support our decisions.
The closest is probably Maslow’s Hierarchy of Needs and this is
actually societal, not based on college environments.
This
situation may work for counselors, admissions reps, judicial affairs
people, academic advisors, and others who do work with one student at
a time. It is inadequate for residence life people, greek advisors,
union managers, student government advisors, and chief student affairs
officers who may be in charge of hundreds of people simultaneously.
Most
of us follow the 95 and 5 rule, i.e., we spend 95 % of our time with
5% of our students. Or to mangle an old adage: We don’t have time
to manage the forest because we are too busy saving the trees.
Fortunately,
there exists in the other sciences a branch known as systems theory.
Systems theory states that there are similarities in how systems act
and react. These similarities occur; 1. No matter the scale of the system,
2. No matter how complex the system, and 3. No matter what the individual
items in the system are.
I have
been part of Residence Life systems as small as 135 students up to thousands
of students, possessing myself as the sole professional practitioner
in one building to dozens of buildings with multiple layers of professionals.
They all had roommate issues, alcohol and drug problems, noise complaints,
RA selection and training, opening and closing, etc. If you removed
all the students and replaced them with sheep, some sheep would get
along and some would fight. Some sheep would never leave their rooms
and some rooms would become overcrowded. If you replaced the sheep with
plants, some would thrive and some would die. Left on their own, these
things would happen in approximately the same proportions as they occur
with students in residence halls.
Systems
theories break into two divisions. One division relates more to organizational
structures of management, economics, and leadership. The other builds
along more mathematical and scientific structures of physical systems,
ecological systems, and chaos.
Systemic managers will act in ways that counselors find unacceptable
and vice versa. A systemic manager will regret giving second, third,
and subsequent chances to a student who has pulled a 0.00 GPA, has shown
evidence of drug problems, and is causing distress to the other students
in the environment. Student centered practitioners would be aghast if
colleges were run under systemic management. A recent example of systemic
management is how the Mad Cow Disease outbreak was handled. Not only
did the people involved not try to save the animal that proved to be
infected, they ended up destroying hundreds of animals in multiple herds,
even though there was no evidence any of these animals was infected.
The people in charge considered the possible consequences to be so severe
that such a drastic action was necessary to insure the safety of the
entire United States cattle population.
Before
you say that residence life people would never do anything that would
take advantage of the innocent in such a fashion, let me ask how you
do common area damage billing. This is the only procedure of which I
know where many departments actually apply systemic management principles.
To me,
the most useful of the systemic theories is chaos theory. The only instance
where most people are actually aware of chaos theory is probably Jeff
Goldblum dropping water onto the back of his hand in “Jurassic
Park.” Actually chaos theory is the study of systems where there
are recurring patterns, but that these patterns are so complex that
the pattern is not obvious and accurately predicting any single instance
is impossible.
Chaos Theory took hold in the 1960’s when various scientific branches
stopped trying to eliminate reality to develop idealized equations and
explanations and began trying to explain why reality didn’t fit
the idealized models. (Sound familiar?)
A meteorologist
named Edward Lorenz was attempting to develop a computer program that
would improve long range weather forecasting. One day rather than recalculating
the precise variables about half way through a thirty day forecast he
read the graph which his program produced and created a second graph.
He was astonished when he found that the further into the second graph
he went the less it looked liked the first one. He discovered that the
variable he had read as .56 was actually .560127. That is about like
adding one ounce to a 275 lb. person. The fact that such a tiny difference
produced great changes over time became one of the founding tenets of
Chaos Theory. This idea has become known as the butterfly effect. “The
butterfly that flaps its wings in China creates the hurricane which
hits Florida.” I have confidence that most practitioners would
handle a suicide, or a sexual assault, or a riot correctly. However,
what will cause massive differences in your residence halls will be
that small interaction concerning noise, the quick thank you (or not)
to a student, or giving someone the correct procedures for Drop/Add.
It’s the little things that count.
Two other
chaotic precepts are fairly complementary. The first is the Joseph effect.
That is, a system which is in an extreme state will tend to stay in
that extreme state. The Sahara desert will probably not just go away.
Neither will “the floor from hell.” On the other hand, if
you create a program that is working quite well it will not tend to
fall apart on its own.
The other
precept is more counterintuitive. The Noah effect states that when chaotic
systems change, the changes tend to be rapid and dramatic, not gradual.
A real world example of these two working in tandem would be the last
few years of Pennsylvania weather. We were in a severe drought for a
lengthy period of time. The drought ended not by us gradually catching
up on rainfall over a number of months. The area I am in caught the
remnants of tropical storms and hurricanes and then went directly into
one of the snowiest winters ever. Last spring produced instances of
flooding. Then we received the leftovers of Hurricane Isabel. Finally,
this winter was being fairly severe, but then, out of nowhere, we encountered
the second longest spell of no precipitation in February on record.
The trick,
of course, is being knowledgeable enough about your system to differentiate
a Joseph from a Noah. Two examples from my experience can hopefully
illustrate this. I was in my eighth year at a previous position. The
general environment was steadily improving and I had not had to terminate
a contract for over five years. All of the sudden I had eight terminations;
two for fighting (not in my building), and six for drugs. All six were
reported by other residents, none were discovered by RAs. I could have
panicked and changed a number of the things we were doing. However,
I assumed that this was a temporary aberration. The next year, there
were no contract terminations. In fact we had only one alcohol violation.
That fall, over 25% of the students in my building made the Dean’s
list and one in eight made 4.0s.
In my
present position I made some changes when I arrived and the situation
was getting better. Discipline was down and we had a 50% increase in
the number of students on the Dean’s list after my third year.
Our main campus decided to remodel our largest hall, which did need
it. However, they decided to undo one of the changes I had made over
our objections. One and a half years later The Dean’s list numbers
were down by 25% and the number of students in academic trouble actually
outnumbered those on the Dean’s list. The campus went to bat and
we were allowed to go back to the previous configuration. Now, two years
later, the number of Dean’s list students is the highest it has
been, and the academic trouble numbers are down about 30%. In fact we
have a better than two to one ratio of Dean’s list students to
students in academic trouble. The change that needed to be made was
a good example of the butterfly effect. That building houses our freshmen
and has two large lounge areas, one on the first floor and one in the
basement. When I arrived the first floor lounge was for studying and
the basement lounge was for community. After viewing the system I changed
the two. That was the change that was reversed and then reinstated.
Although it sounds like it should not have much influence it made all
the difference in the world.
There
are other chaotic concepts that have direct applications to residence
halls. The first is entropy, the idea that all systems, left alone,
tend to move from a state of more order to a state of more disorder
over time. A good example of this is the state of student rooms on move-in
day contrasted with a time period later in the year.
Chaotic
systems are complex in that there are many variables which influence
the system. For residence departments that means the number of buildings,
physical layouts of buildings, location of buildings on campus, student
demographics, layers of staff, location of campus, etc. A change in
any of these variables will create a much different campus.
Chaotic
systems are often fractal. A fractal system is one in which you cannot
tell the magnitude of the system without points of reference. Mountain
ranges and coastlines are fractal. A Residence department might be fractal
as well. If you attempt to create the same student demographics in all
your buildings as occur in your system you have created fractility.
Generally, Residence life professionals tend to destroy fractility by
creating specialized areas for freshmen or Greeks, substance free housing,
single sex housing, and so forth. The upshot of creating pockets of
order is that you then concentrate the chaos in the rest of the system.
Turbulence
is chaos working in a fractal manner. That is, the entire system is
in chaos because of chaotic events that may be composed of even smaller
chaotic events. The real world equivalent is the smoothly flowing river
that goes into white water because of a number of rocks and eddies packed
into a small area that would be much less of a problem if encountered
individually. The bad news is that the minimum number of chaotic events
that it takes to throw an orderly system into turbulence is three. If
things are going well but you then, in rapid succession or simultaneously;
have a suicide attempt in one building, a drug overdose in another,
and a roommate dispute that grows into a floor war you have encountered
turbulence.
What forms
a chaotic system is the interrelationships between a number of variables.
This is why long range weather forecasting is so difficult. The small
change in wind direction has an effect on the temperature, which has
an impact on the probability of precipitation being rain or snow. In
chaos science, these relationships may be difficult to pinpoint. One
of the earliest examples of this was a study of flowers on an isolated
mesa. The researcher studied numerous ecological factors in an effort
to determine what caused the flower population to increase or decrease.
He eliminated rainfall, temperature, pollination by bees, and everything
else which he could conceive might have an impact. Finally he discovered
the only variable that seemed to coincide with the flower population.
It was the ant population. The more ants there were, the more flowers;
the fewer ants, the fewer flowers.
Another
descriptor for chaotic systems is self-iterating. This means that today’s
situation is the sum of yesterday’s conditions, which in turn
produces tomorrow’s conditions. Another, not necessarily chaotic,
descriptor is whether the system is closed or open. A closed system
has no items enter or leave. A floor where all the residents are the
same for a semester could be said to be closed. Open systems have items
leave or enter. Your overall department is probably an open system.
What do
we do with all these concepts? The problem with chaos is its unpredictability.
Therefore all of our efforts should go into eliminating chaotic variables
and therefore increasing predictability and stability in our system.
One can
use chaos theory to support either one of two theories of discipline.
The first is that because every student is a complex and chaotic individual,
and that because each situation they encounter is similarly complex,
every disciplinary response will be different to target the complexities
of the overall interaction. The second is that every educational institution
is an inherently chaotic system. Therefore, administrators must use
similar sanctions in similar cases to lessen the chaos. Students faced
with uncertain consequences will make wildly differing choices while
students who know what the probable response to their action will be
more likely to make similar choices when faced with temptations. I believe
the second choice is more valid.
The items
I track to manage the system include overall discipline, drug and alcohol
incidents, damage, and contract terminations. The use of alcohol and
drugs by students makes them more unpredictable at the individual interaction
level. Because this use has an impact on retention it makes the entire
population more unstable and unpredictable. With contract terminations
the fewer the better, but not if it is because students are getting
multiple chances. Setting strict lines allows students to moderate their
own behavior. The population becomes more stable, thus more predictable.
Another
item I track closely is academics. I follow the number of students who
make the Dean’s list, the number of 4.0s, and the number of students
under 2.0 (that puts them in academic peril in our system) each semester.
The greater the number of students doing well and the fewer doing poorly
helps with retention, which in turn creates stability. Additionally
those doing well tend to have fewer discipline issues. Knowing those
who are having academic issues allows us to try to intervene, assist
them, and retain them.
We follow
demographics where possible. Are ethnic groups self-segregating? What
are the ratios of stabilizing upperclassmen to more unpredictable freshmen
in buildings? What is the male/female ratio? All of these items have
an impact on the unpredictability of a floor or building. When possible
we break down all of this information to the building and floor level
and get it in the hands of RAs. This is especially important in the
second semester where the RAs can make comparisons to past years and
other areas in terms of how much discipline they are doing, how the
floor is academically, etc. They can then alter their discipline style
or redirect programming as is necessary.
Seeing
the information laid out for the past four or five years, and knowing
how our population tends to “move” from our freshmen building
to others, allows us to be more predictive because of the self iteration
concept. At MACUHO where this was originally presented in November,
I predicted that our number of students on the Dean’s list would
top 100 even though that would be a significant increase. We actually
had 105 students make the Dean’s list.
The important
thing to remember is that we say we are trying to be educational. Chaos
theorists realize that no decision remains solely between the professional
and an individual student. Every decision you make educates everyone
on your campus and has importance beyond its boundaries. Residence Life
departments are open systems, i.e., people graduate, transfer out, flunk
out, or are terminated and are replaced with new students not previously
in the system. However, the pool of potential new students for next
year is a closed system. We cannot make students out of thin air.
Your system
is self-iterating. If those students who do well and who generally are
not discipline issues are satisfied, they will speak to similar potential
freshmen. Conversely, a student who is not going to class, using drugs
or alcohol, and is not being held accountable not only creates an environment
which causes those good students to dissuade their peers from coming
to your institution; they also persuade other students who wish to behave
in a like manner to matriculate. Thus your environment becomes a downward
spiral.
By understanding
how your system acts and reacts you can influence the variables, which
will increase stability and predictability. This will mean that overall
retention and academics will go up and discipline will go down. However,
because residence life systems are inherently chaotic you will not be
able to predict precisely which students will have problems. Additionally,
chaos means that there will be that occasional semester or year where
nothing goes as well as it had been. Determining which chaos concept
applies allows you to alter your programs or stay on course as is appropriate.
Gleick,
James. (1987). Chaos Making a New Science. New York. Penguin.
About the
Author
Greg Spahr
is currently the Assistant Director of Student Affairs at the Hazleton
Campus of the Pennsylvania State University. He has been in the residence
life field for about twenty years. He has also worked as an International
Student Advisor, taught music, and coached collegiate fencing.